Compliance Risk,
Any action or procedure that may cause legal issues, as a result of a violation of business laws or differences in interpretation.
HM effectively diagnoses compliance risks using audit know-how based on Digital Forensics.
Establish a compliance system within the business process and diagnosing risks in advance, and ensure proper internal control function, thereby minimizing the loss and risk of law-abiding.
HM effectively diagnoses compliance risks using audit know-how based on Digital Forensics.
Establish a compliance system within the business process and diagnosing risks in advance, and ensure proper internal control function, thereby minimizing the loss and risk of law-abiding.
| Compliance System Design | Establishment and Operation of an Independent Organization to perfrom Audit/Monitoring from Establishment of Institution/Policy |
|---|---|
| Compliance Policy | Provide Guideline including policies and procedures that employees and business relatives should follow |
| Risk Assessment | Identify relevant risks, assess control status, and set appropriate control functions for vulnerable areas |
| Training | Training of compliance programs and culture spread by position |
| Continuous Monitoring | Minimize loss and risk from overstepping laws, and HM's monitoring system, and monitor by opening Digital Forensic-Based Audit Hotline |